ALAN SO is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2024-03-08 | present | Yes |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 2019-02-15 | 2025-03-17 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-01-29 | 2019-02-20 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2014-03-24 | 2016-02-03 | — |