Tony Tat Yan Lam is an investment adviser representative (IAR) with state registration records since 2011, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-07-19 | present | Yes |
| BANCWEST INVESTMENT SERVICES, INC. | 2018-08-24 | 2023-07-19 | — |
| U.S. BANCORP INVESTMENTS, INC. | 2015-04-07 | 2017-08-18 | — |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2015-04-16 | — |
| CHASE INVESTMENT SERVICES CORP. | 2012-09-20 | 2012-10-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-10-07 | 2012-09-04 | — |