Richard de-Souza is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-10-29 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2014-03-05 | 2019-10-30 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-24 | 2014-02-14 | — |