RIE SHOJI is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-10-17 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2017-11-08 | 2022-10-13 | — |
| CETERA INVESTMENT ADVISERS LLC | 2017-04-18 | 2017-10-18 | — |
| LPL FINANCIAL LLC | 2014-06-19 | 2017-04-27 | — |