KATIE JO SWASEY is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2020-08-03 | present | Yes |
| AE WEALTH MANAGEMENT, LLC | 2019-05-31 | 2020-08-10 | — |
| MADISON AVENUE SECURITIES, LLC | 2017-02-15 | 2020-08-03 | — |