JAMES S POLLOCK is an investment adviser representative (IAR) with state registration records since 2011, appearing at 2 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2023-02-17 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-04-07 | 2023-02-21 | — |