Ngocha Nguyen is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2022-09-06 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2021-05-21 | 2022-08-18 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-05-24 | 2021-05-03 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-11-21 | 2016-05-13 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2013-03-13 | 2013-10-18 | — |
| TD AMERITRADE, INC. | 2013-03-13 | 2013-10-18 | — |