THOMAS NICHOLAS SMITH is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with MML INVESTORS SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MML INVESTORS SERVICES, LLC | 2025-09-19 | present | Yes |
| LPL FINANCIAL LLC | 2021-06-04 | 2025-09-11 | — |
| MML INVESTORS SERVICES, LLC | 2020-04-22 | 2021-03-10 | — |
| MML INVESTORS SERVICES, LLC | 2017-05-18 | 2020-02-10 | — |
| VALIC FINANCIAL ADVISORS, INC. | 2013-03-19 | 2016-06-09 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-02-09 | 2013-03-05 | — |