JAMES R WHALEN is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with CYPRESS FINANCIAL PLANNING, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CYPRESS FINANCIAL PLANNING, LLC | 2025-03-15 | present | Yes |
| BLUE ROCK FINANCIAL GROUP | 2019-02-13 | 2025-04-14 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2016-04-14 | 2016-07-26 | — |
| BNY MELLON ADVISORS, INC. | 2012-06-04 | 2012-10-15 | — |