SAMUEL J SMITH is an investment adviser representative (IAR) with state registration records since 2016, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-07-25 | present | Yes |
| LPL FINANCIAL LLC | 2023-07-19 | 2024-07-08 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2021-11-10 | 2023-07-19 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2020-08-25 | 2021-06-22 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-10-17 | 2020-08-03 | — |