James Austin Duke is an investment adviser representative (IAR) with state registration records since 2012, appearing at 5 firms. Currently registered with OSAIC ADVISORY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | 2024-11-08 | present | Yes |
| ARBOR POINT ADVISORS | 2022-04-18 | 2024-11-08 | — |
| EDWARD D. JONES & CO., L.P. | 2017-12-11 | 2022-04-19 | — |
| KEELER THOMAS MANAGEMENT LLC | 2014-01-03 | 2017-12-08 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2012-01-03 | 2012-10-05 | — |