GAVIN Y LAM

GAVIN Y LAM is an investment adviser representative (IAR) with state registration records since 2013, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2022-12-16presentYes
HSBC SECURITIES (USA) INC.2020-08-132021-11-02
HSBC SECURITIES (USA) INC.2013-07-192018-10-18

More