Louis G Frates is an investment adviser representative (IAR) with state registration records since 2013, appearing at 6 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2022-05-02 | present | Yes |
| THOMPSON DAVIS & CO., INC. | 2019-03-28 | 2022-05-02 | — |
| WEALTHCARE CAPITAL MANAGEMENT LLC | 2017-09-07 | 2019-03-29 | — |
| SECURITIES AMERICA ADVISORS, INC. | 2014-12-23 | 2017-04-18 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-10-27 | 2014-12-23 | — |
| NEXT FINANCIAL GROUP, INC. | 2013-05-23 | 2014-08-13 | — |