Spencer Gordon Daw is an investment adviser representative (IAR) with state registration records since 2013, appearing at 7 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2026-01-02 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2025-03-27 | 2025-12-18 | — |
| J.P. MORGAN SECURITIES LLC | 2023-08-31 | 2025-03-12 | — |
| POLARIS WEALTH ADVISORY GROUP | 2019-10-18 | 2023-07-13 | — |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2018-03-22 | 2019-08-12 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2013-02-04 | 2017-06-21 | — |
| TD AMERITRADE, INC. | 2013-02-04 | 2017-06-21 | — |