KATHERINE JANE PHILLIPS is an investment adviser representative (IAR) with state registration records since 2012, appearing at 5 firms. Currently registered with OSAIC WEALTH, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC WEALTH, INC. | 2025-01-24 | present | Yes |
| OSAIC FA, INC. | 2020-12-07 | 2025-01-24 | — |
| CONFLUENCE WEALTH MANAGEMENT LLC | 2019-08-09 | 2020-12-23 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-05-13 | 2019-04-03 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-09-24 | 2014-01-10 | — |