NICHOLAS PENNA is an investment adviser representative (IAR) with state registration records since 2011, appearing at 2 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2019-04-11 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-06-23 | 2019-04-17 | — |