CHARLES DAVID APPLETON is an investment adviser representative (IAR) with state registration records since 2011, appearing at 2 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-03-21 | present | Yes |
| WADDELL & REED | 2011-10-12 | 2014-03-24 | — |