JAMES EDWARD CARLSON

JAMES EDWARD CARLSON is an investment adviser representative (IAR) with state registration records since 2011, appearing at 7 firms. Currently registered with CARLSON PLANNING COMPANY, LLC, GANNETT WEALTH ADVISORS.

Registration history (8)

FirmFromToCurrent
GANNETT WEALTH ADVISORS2025-11-17presentYes
CARLSON PLANNING COMPANY, LLC2019-12-05presentYes
MML INVESTORS SERVICES, LLC2017-03-252019-09-10
MARINER MANAGED ACCOUNT SOLUTIONS, LLC2016-02-122018-02-01
MSI FINANCIAL SERVICES, INC.2015-03-202017-03-25
MARINER MANAGED ACCOUNT SOLUTIONS, LLC2012-12-102013-04-08
NEW ENGLAND SECURITIES2012-11-052013-04-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-07-062012-07-27

More