STEVEN MICHAEL JAMES

STEVEN MICHAEL JAMES is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2024-08-14presentYes
OSAIC FA, INC.2024-01-112024-08-19
T. ROWE PRICE ADVISORY SERVICES, INC.2018-09-202020-07-31
PKS INVESTMENT ADVISORS LLC2017-01-102018-06-25
T. ROWE PRICE ADVISORY SERVICES, INC.2013-08-162017-01-04

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