JAMES R ALLEN is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2022-11-10 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2018-07-12 | 2022-11-14 | — |
| COMMONWEALTH EQUITY SERVICES, LLC | 2014-02-25 | 2018-05-18 | — |
| MARINER, LLC | 2011-11-05 | 2014-01-09 | — |