JAMES M OERTLING is an investment adviser representative (IAR) with state registration records since 2012, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2013-05-16 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2012-01-23 | 2013-04-10 | — |