THOMAS FALLON is an investment adviser representative (IAR) with state registration records since 2013, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2017-04-12 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2013-12-17 | 2017-03-24 | — |