John Garofalo is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2025-05-14 | present | Yes |
| MAIDEN COVE CAPITAL | 2025-03-05 | 2025-04-28 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2023-04-13 | 2024-04-09 | — |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 2023-03-03 | 2023-05-02 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2020-11-30 | 2023-03-27 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2013-10-22 | 2014-09-19 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-07-02 | 2013-09-30 | — |