James Alan McCaughey is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-01-26 | present | Yes |
| TD AMERITRADE, INC. | 2018-02-27 | 2022-10-14 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-02-26 | 2023-09-07 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2016-04-28 | 2018-02-26 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-08-05 | 2012-04-27 | — |