ROGER JOEL FORMAN is an investment adviser representative (IAR) with state registration records since 2013, appearing at 3 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..
| Firm | From | To | Current |
|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | 2022-06-22 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2020-05-07 | 2022-06-10 | — |
| HSBC SECURITIES (USA) INC. | 2013-12-06 | 2020-01-16 | — |