JAMES PHILLIP WAYNE CARR

JAMES PHILLIP WAYNE CARR is an investment adviser representative (IAR) with state registration records since 2011, appearing at 6 firms. Currently registered with STRATEGIC ADVISERS LLC.

Registration history (6)

FirmFromToCurrent
STRATEGIC ADVISERS LLC2025-03-31presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2020-07-202025-03-31
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2020-04-302020-06-12
BOK FINANCIAL SECURITIES, INC.2014-08-222019-11-21
AMERIPRISE FINANCIAL SERVICES, LLC2013-04-262014-09-05
AVANTAX ADVISORY SERVICES2011-10-142013-04-29

More