JOSEPH M SWAIN is an investment adviser representative (IAR) with state registration records since 2014, appearing at 2 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-04-25 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2021-04-08 | 2022-03-24 | — |
| CHARLES SCHWAB & CO., INC. | 2014-08-27 | 2021-02-26 | — |