ROBERTO UGALDE is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with STRATEGIC ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| STRATEGIC ADVISERS LLC | 2025-03-31 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2018-07-13 | 2025-03-31 | — |
| STRATEGIC ADVISERS LLC | 2015-10-22 | 2018-07-13 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-11-19 | 2015-09-30 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2013-08-19 | 2014-11-26 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-11-21 | 2013-08-22 | — |