James Ian Scroggs

James Ian Scroggs is an investment adviser representative (IAR) with state registration records since 2012, appearing at 7 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.

Registration history (7)

FirmFromToCurrent
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2021-06-28presentYes
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2020-03-232020-12-31
TD AMERITRADE, INC.2020-03-202021-01-11
EDWARD D. JONES & CO., L.P.2017-08-072020-02-17
CITIGROUP GLOBAL MARKETS INC.2016-05-262017-06-15
TRUIST INVESTMENT SERVICES, INC.2013-06-252016-03-22
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-08-142012-10-03

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