Nico Rawinder Singh Sethi is an investment adviser representative (IAR) with state registration records since 2012, appearing at 2 firms. Currently registered with SANTANDER SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SANTANDER SECURITIES LLC | 2015-02-27 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-01-03 | 2014-11-20 | — |