James Cole Alfonso is an investment adviser representative (IAR) with state registration records since 2016, appearing at 4 firms. Currently registered with ELLIS FINANCIAL PLANNING.
| Firm | From | To | Current |
|---|---|---|---|
| ELLIS FINANCIAL PLANNING | 2024-12-16 | present | Yes |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2024-04-30 | 2024-10-31 | — |
| RBC CAPITAL MARKETS, LLC | 2017-11-30 | 2024-05-08 | — |
| UBS FINANCIAL SERVICES INC. | 2016-07-04 | 2017-12-10 | — |