JAMES RAOUL GURA

JAMES RAOUL GURA is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with STONEBRIDGE FINANCIAL GROUP, LLC.

Registration history (4)

FirmFromToCurrent
STONEBRIDGE FINANCIAL GROUP, LLC2025-09-30presentYes
COMMONWEALTH EQUITY SERVICES, LLC2018-11-302025-09-30
OPPENHEIMER & CO. INC.2013-09-092018-12-07
WELLS FARGO CLEARING SERVICES, LLC2011-12-152013-09-09

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