MONICA SHARMA is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2022-11-08 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 2022-01-31 | 2022-10-07 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2014-04-28 | 2022-10-07 | — |
| TD AMERITRADE, INC. | 2014-04-28 | 2022-10-07 | — |