NIKLAUS W PLEISCH is an investment adviser representative (IAR) with state registration records since 2012, appearing at 2 firms. Currently registered with KINGSWOOD WEALTH ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| KINGSWOOD WEALTH ADVISORS, LLC | 2022-09-01 | present | Yes |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2012-03-06 | 2022-08-31 | — |