ROGER MICHAEL STERN is an investment adviser representative (IAR) with state registration records since 1991, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2020-08-07 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2020-08-11 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1991-10-15 | 2003-07-01 | — |