JAMES LAUGHLIN WILEY is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with OPPENHEIMER & CO. INC..
| Firm | From | To | Current |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | 2021-05-10 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2015-11-06 | 2021-05-20 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2013-06-24 | 2015-11-17 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-07-24 | 2013-06-11 | — |