Kwang Yi

Kwang Yi is an investment adviser representative (IAR) with state registration records since 2012, appearing at 5 firms. Currently registered with KEY INVESTMENT SERVICES LLC.

Registration history (6)

FirmFromToCurrent
KEY INVESTMENT SERVICES LLC2023-02-22presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2021-09-102022-09-27
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2016-07-112020-12-31
TD AMERITRADE, INC.2016-07-112021-01-11
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-02-142016-07-05
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-03-212013-03-14

More