DAVID JOSEPH JAMES is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with OSAIC INSTITUTIONS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | 2023-04-25 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2022-06-17 | 2023-04-13 | — |
| CITIZENS SECURITIES, INC. | 2017-12-22 | 2022-06-22 | — |