Caitlin DeRose

Caitlin DeRose is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (5)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2020-12-17presentYes
HSBC SECURITIES (USA) INC.2017-10-042019-04-22
M&T SECURITIES, INC.2017-03-202017-06-28
MORGAN STANLEY SMITH BARNEY LLC2015-12-172017-03-13
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-07-102015-12-18

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