Penelope Kim is an investment adviser representative (IAR) with state registration records since 2023, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-07-15 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2023-06-16 | 2024-02-14 | — |