NICHOLAS KELLY OZER is an investment adviser representative (IAR) with state registration records since 2012, appearing at 3 firms. Currently registered with REGATTA CAPITAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| REGATTA CAPITAL GROUP, LLC | 2015-05-12 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-10-22 | 2015-05-12 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2012-12-18 | 2013-10-24 | — |