Claudia R. Morales-Herrera is an investment adviser representative (IAR) with state registration records since 2012, appearing at 5 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2021-05-17 | present | Yes |
| TD AMERITRADE, INC. | 2018-02-27 | 2021-01-11 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-02-26 | 2020-12-31 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2016-04-28 | 2018-02-26 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-07-23 | 2014-01-07 | — |