Simon Lu is an investment adviser representative (IAR) with state registration records since 2017, appearing at 2 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2017-09-11 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2017-02-28 | 2017-08-30 | — |