RICHARD CHEN is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2016-09-15 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2015-08-17 | 2016-08-01 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2013-06-12 | 2015-09-08 | — |
| WADDELL & REED | 2012-11-09 | 2013-06-20 | — |