CHRISTOPHER ROY SPENCER

CHRISTOPHER ROY SPENCER is an investment adviser representative (IAR) with state registration records since 2013, appearing at 7 firms. Currently registered with LPL ENTERPRISE, LLC.

Registration history (7)

FirmFromToCurrent
LPL ENTERPRISE, LLC2026-06-09presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2019-05-302024-06-10
SANTANDER SECURITIES LLC2018-06-122019-04-11
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-10-182018-05-31
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2015-02-172015-10-23
TD AMERITRADE, INC.2015-02-172015-10-23
STRATEGIC ADVISERS LLC2013-06-062015-02-04

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