HENRY CHAU

HENRY CHAU is an investment adviser representative (IAR) with state registration records since 2012, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2026-03-05presentYes
OSAIC WEALTH, INC.2024-01-192026-03-10
WOODBURY FINANCIAL SERVICES, INC.2023-04-202024-01-19
PARK AVENUE SECURITIES LLC2015-01-022023-04-21
MORGAN STANLEY SMITH BARNEY LLC2012-09-122013-06-12

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