STEPHEN CAPLAN is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with STRATEGIC ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| STRATEGIC ADVISERS LLC | 2025-03-31 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2021-11-10 | 2025-03-31 | — |
| COMMONWEALTH EQUITY SERVICES, LLC | 2016-09-02 | 2021-10-28 | — |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 2013-01-08 | 2016-07-12 | — |