NICHOLAS GIOVANNI GARCIA is an investment adviser representative (IAR) with state registration records since 2012, appearing at 6 firms. Currently registered with COMPOUND PLANNING, INC..
| Firm | From | To | Current |
|---|---|---|---|
| COMPOUND PLANNING, INC. | 2023-10-25 | present | Yes |
| COMPOUND ADVISERS, INC. | 2020-10-13 | 2023-11-27 | — |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 2017-01-12 | 2020-10-12 | — |
| MORLING FINANCIAL ADVISORS, LLC | 2014-10-01 | 2017-01-09 | — |
| MML INVESTORS SERVICES, LLC | 2014-05-02 | 2014-09-17 | — |
| EQUITABLE ADVISORS, LLC | 2012-11-20 | 2013-12-06 | — |