Stephanie C Bauer

Stephanie C Bauer is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (4)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2023-10-10presentYes
COMMONWEALTH EQUITY SERVICES, LLC2020-08-032023-03-02
ALTEGRIS ADVISORS, LLC2018-02-062019-05-30
WELLS FARGO CLEARING SERVICES, LLC2013-03-122017-05-01

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