KATHERINE BATES HOROWITZ is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-04-16 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2023-09-06 | 2025-04-16 | — |
| LPL FINANCIAL LLC | 2021-08-03 | 2023-09-06 | — |